Our Network
Concurrent
As your financial advisor, we provide guidance and advice to help you meet your goals and investment objectives. We are supported by Concurrent, a Registered Investment Advisor (RIA) that is registered with the SEC.
As an affiliate of an RIA, we have a fiduciary duty to always act in the best interests of our clients. Being a part of the Concurrent network means we run our practice independently but never alone – we have access to a robust set of resources and a team of specialists.
About Concurrent
Concurrent is registered with the SEC and provides us with compliance, supervision, operational support, investment due diligence, technology, and access to leading custodians, a broker-dealer, and banking and trust services. Concurrent continuously seeks out best-in-breed solutions and is constantly reinvesting to fulfill its fiduciary duty to clients like you.
Concurrent is an extension of our team. Working with them allows us operational freedom and access to a world-class platform to better engage and support you and less time on administrative tasks, unlike other RIAs.
Concurrent is and has been a strategic, operational partner to us, providing us with support in managing our practice. Through the Concurrent ecosystem, we are positioned to serve a more expansive spectrum of your financial needs than ever before.
Concurrent serves you by serving us.
Custody
Privately held for over 75 years, Fidelity is one of the world’s largest and most respected financial services firms, with over $11.1 trillion in assets under administration as of March 2023.
Fidelity has arranged for insurance protection beyond the Securities Investor Protection Corporation (SIPC) coverage. Additionally, Fidelity adheres to a system of internal controls led by experienced industry professionals, including risk oversight, corporate audit, security, and compliance.
Broker-Dealer
As a leading independent broker-dealer, PKS facilitates our ability to conduct commissionable transactions where appropriate.
Brokerage accounts opened through PKS are housed at Fidelity and benefit from the same safety and security features as Fidelity Institutional Accounts.
Technology
The Concurrent platform offers your advisor best-in-class technology across trading, market data, client reporting, account aggregation, financial planning, and vault/document management.
For over 75 years, Fidelity has built a reputation of integrity and financial management experience. As a leader in the financial services industry and a leading provider of workplace retirement savings plans, Fidelity has a thorough understanding of the products and services we need to help best serve you and how to deliver them to you in the most efficient and convenient ways.
Fidelity Investments, one of the largest providers of financial services in the nation, enables our firm to offer you the solutions that can go a long way toward helping you meet your goals.
PKS clears its trades through National Financial Services LLC, offering state-of-the-art products and technology to their Registered Representatives.
An Experienced, Reputable Firm Helping to Protect Your Assets and Privacy
For over 75 years, Fidelity has built a reputation of integrity and financial management experience. As a leader in the financial services industry and a leading provider of workplace retirement savings plans, Fidelity has a thorough understanding of the products and services we need to help best serve you and how to deliver them to you in the most efficient and convenient ways.
Fidelity Investments, one of the largest providers of financial services in the nation, enables
our firm to offer you the solutions that can go a long way toward helping you meet your goals.
TBD
WealthShield is an investment research company that was founded with the goal of helping advisors serve their clients to the highest level possible. WealthShield operates as an extension of the Legacy Private Wealth Partners team, providing investment strategy and research to power Legacy Private Wealth Partners client portfolios. The WealthShield team consists of five members with deep expertise stemming from experiences in a variety of roles within the finance industry.